RMS 113: RISK BASED COMPLIANCE MANAGEMENT
Description
With growing regulatory demands. major financial institutions are devoting substantial resources to compliance functions. The role of the compliance functions has widened and is recognized as being critical operational risk issues that need to be strengthened to ensure the avoidance of regulatory breaches and non-conformity to internal rules. policies. and procedures. This training will also review the current changes in the financial services market and the expectations of both regulators and the public on both internal and external compliance issues.
Event Calendar
Wednesday, May 17, 2023 - Friday, May 19, 2023
Wednesday, September 13, 2023 - Friday, September 15, 2023